Brokers Exchange

Results: 294



#Item
241Business / United States securities law / Financial regulation / Bank Secrecy Act / Financial Crimes Enforcement Network / Securities Exchange Act / Money laundering / Security / Federal Reserve System / Tax evasion / Finance / Financial system

[removed]Federal Register / Vol. 74, No[removed]Wednesday, March 11, [removed]Notices securities brokers or government securities dealers registered or noticed

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Source URL: fincen.gov

Language: English - Date: 2009-03-20 15:56:56
242United States securities law / Financial economics / Financial system / Floor broker / Securities regulation in the United States / Securities and Exchange Commission / Boston Stock Exchange / Self-regulatory organization / Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission

Order Approving Proposed Rule Change Relating to Remote Floor Brokers; Rel. No[removed], File No. SR-BSE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-04-28 10:34:58
243Grocery store / Retail / Merchandising / Business / Skaggs family / Companies listed on the New York Stock Exchange / SuperValu / Retailing / Convenience store / Marketing

Illinois Food Brokers Company Name: Acosta Sales & Marketing Address 665 W. North Ave., Suite #300 Email

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Source URL: agr.state.il.us

Language: English - Date: 2011-12-01 12:54:11
244Real estate brokers / Private law / CBRE Group / Companies listed on the New York Stock Exchange / Real estate / Richard Ellis / Leasing / United States Postal Service / Real estate appraisal / Business / Contract law / Law

FY 2011 Performance Audit Report Template (Draft & Final)

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Source URL: www.uspsoig.gov

Language: English - Date: 2014-02-19 08:11:15
245Insurance broker / Business / Insurance / Marketing / Health insurance exchange / Service industries / Health insurance in the United States / Risk purchasing group / Financial institutions / Institutional investors / Financial economics

Engaging Small Businesses and Brokers in State SHOPs DEPARTMENT OF HEALTH AND HUMAN SERVICES CENTERS for MEDICARE & MEDICAID SERVICES Center for Consumer Information and Insurance Oversight Health Insurance Exchange Syst

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Source URL: www.cms.gov

Language: English - Date: 2013-05-06 18:09:30
24676th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Registered Investment Advisor / Investment Advisor / Financial adviser / .tr / Security / Money / Finance / Financial economics / Business

Anthony Fields, CPA d/b/a Anthony Fields & Associates and d/b/a Platinum Securities Brokers

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Source URL: www.sec.gov

Language: English - Date: 2012-12-05 14:46:01
247United States securities law / Financial regulation / Financial services / Self-regulatory organizations / Financial Industry Regulatory Authority / Registered Investment Advisor / Securities Exchange Act / Stock broker / Chicago Stock Exchange / Financial economics / Finance / Financial system

Compliance Inspections and Examinations The Office of Compliance Inspections and Examinations manages the SEC’s examination program. We inspect and examine brokers, dealers, municipal securities dealers, selfregulator

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Source URL: www.sec.gov

Language: English - Date: 2001-08-13 15:08:01
248Patient Protection and Affordable Care Act / Presidency of Barack Obama / Insurance / Health insurance / Employee benefit / Economics / Politics / Humanities / Financial institutions / Institutional investors / 111th United States Congress

District of Columbia Health Benefits Exchange (DC HBX) Insurance Subcommittee FAQ: Small Business Owners and Producers (Insurance Agents & Brokers) 1. Will small businesses be “forced” into the DC HBX to obtain healt

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Source URL: disb.dc.gov

Language: English - Date: 2012-10-02 16:09:50
249Investment / TV Azteca / Securities fraud / IContact / Stock exchange / Securities Exchange Act / Volume / Interactive Brokers / Stock market / Financial economics / Business

SEC Complaint: John Babikian

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Source URL: www.sec.gov

Language: English - Date: 2014-03-13 15:08:48
250Types of insurance / Finance / Economics / Health insurance exchange / Financial institutions / Institutional investors / Insurance

Direct Enrollment by Web Brokers and Insurers Claire McAndrew March 5, 2014 What is Direct Enrollment?

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Source URL: familiesusa.org

Language: English - Date: 2014-03-15 08:51:29
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